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Tracey Jean Guthrie

Alexander Financial Planning, Inc.

Columbus, OH

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Current Employers
Alexander Financial Planning, Inc.

3600 Olentangy River Road Suite C2, Columbus, OH 43214 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-02-07
  • OH RA
    APPROVED
    Since 2019-02-07

Branch Locations

3600 Olentangy River Road Suite C2, Columbus, OH 43214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Financial Planning, Inc. Columbus OH 11/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-11
  • S65 Uniform Investment Adviser Law Examination
    2018-12-11
Other Names
  • Tracey Jean Smith

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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