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Maxwell Wittenberg

Independent Wealth Solutions

Encinitas, CA

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Current Employers
Independent Wealth Solutions

763 2Nd St Suite 200, Encinitas, CA 92024-4481 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-17
  • CA RA
    APPROVED
    Since 2020-03-17

Branch Locations

763 2Nd St Suite 200, Encinitas, CA 92024-4481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wittenberg Rentals Cardiff By The Sea CA 01/2008 01/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2019 Present
Northwestern Mutual Investment Services Llc Carlsbad CA 02/2019 Present
  • 01/2008 → 01/2019
    Wittenberg Rentals
    Cardiff By The Sea, CA
  • 02/2019 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2019 → Present
    Northwestern Mutual Investment Services Llc
    Carlsbad, CA
Other Businesses

Property Manager for Wittenberg Rentals, spend 5 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-10
  • S65 Uniform Investment Adviser Law Examination
    2020-03-10
Other Names
  • Max Wittenberg

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.

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VERONICA RODRIGUEZ

Other Offices

CETERA INVESTMENT ADVISERS LLC · ENCINITAS, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Encinitas, CA
WELLS FARGO CLEARING SERVICES, LLC · ENCINITAS, CA
EDWARD JONES · ENCINITAS, CA
LPL FINANCIAL LLC · ENCINITAS, CA
J.P. MORGAN SECURITIES LLC · ENCINITAS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ENCINITAS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Encinitas, CA

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