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Current Employers
Fortitude Financial Llc

123 East 2Nd Avenue, Spokane, WA 99202 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-08-24
  • WA RA
    APPROVED
    Since 2021-08-24

Branch Locations

123 East 2Nd Avenue, Spokane, WA 99202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Black Angus Steak House Spokane WA 05/2017 Present
Sears Spokane Valley WA 08/2015 03/2018
Lpl Financial Llc Spokane WA 02/2019 Present
Financial Advocates Investment Management Spokane WA 08/2019 04/2021
Fortitude Financial Llc Spokane WA 04/2021 Present
  • 05/2017 → Present
    Black Angus Steak House
    Spokane, WA
  • 08/2015 → 03/2018
    Sears
    Spokane Valley, WA
  • 02/2019 → Present
    Lpl Financial Llc
    Spokane, WA
  • 08/2019 → 04/2021
    Financial Advocates Investment Management
    Spokane, WA
  • 04/2021 → Present
    Spokane, WA
Previous Registrations
  • 2021-01-06 → 2021-07-16
    Financial Advocates Investment Management
    Olympia, WA
    Spokane, WA
Other Businesses

1. 7/20/2021 - Fortitude Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/16/2021 - 40 Hours Per Month During Securities Trading. 2. 7/27/2021 - Fortitude Financial, LLC - DBA: (Hybrid) Fortitude Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - Started 07/16/2021 - 40 Hours Per Month During Securities Trading. 3. 7/27/2021 - Fortitude Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 07/16/2021 - 40 Hours Per Month During Securities Trading - I provide administrative support to Fortitude Financial, LLC, an independent investment advisor firm. I started this business activity in 07/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
  • S66 Uniform Combined State Law Examination
    2020-12-30

View on SEC IAPD

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