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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-23
WA RA APPROVED 2026-02-23
  • TX RA
    APPROVED
    Since 2026-02-23
  • WA RA
    APPROVED
    Since 2026-02-23

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Longview, WA • United States

Longview, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2019 02/2026
Express Employment Professionals Longview WA 10/2018 12/2018
Immigration, Refugees & Citizenship Canada Vancouver 05/1989 01/2018
Retired Longview WA 01/2018 10/2018
Lpl Financial Longview WA 02/2026 Present
  • 02/2019 → 02/2026
    St Louis, MO
  • 10/2018 → 12/2018
    Express Employment Professionals
    Longview, WA
  • 05/1989 → 01/2018
    Immigration, Refugees & Citizenship Canada
    Vancouver
  • 01/2018 → 10/2018
    Retired
    Longview, WA
  • 02/2026 → Present
    Lpl Financial
    Longview, WA
Previous Registrations
  • 2019-04-24 → 2026-02-24
    Longview, WA
    St Louis, MO
    Longview, WA
    Longview, WA
    Longview, WA
Other Businesses

1) 2026-02-23 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Arbutus Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-01-06 - 160hrs/mth - 80hrs/mth during trading 2) 2026-02-23 - Shinju Dojo Martial Arts - Coach/ Sports/ Fitness - N - Longview WA - 2026-01-05 - 0hrs/mth - 0hrs/mth during trading 3) 2026-02-23 - Shinju Dojo - Business Owner - N - Longview WA - 2026-01-05 - 8hrs/mth - 0hrs/mth during trading 4) 2026-05-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Arbutus Wealth Management, PLLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-27 - 160hrs/mth - 160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-22
  • S66 Uniform Combined State Law Examination
    2019-04-22
Designations
Other Names
  • Roy David Gawlick
  • Roy Gawlick

View on SEC IAPD

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