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Peter Thomas Toth

Finish Well Ria LLC

Columbus, OH

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Current Employers
Finish Well Ria Llc

1 E Campus View Blvd Ste 250, Columbus, OH 43235 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-02
  • OH RA
    APPROVED
    Since 2024-05-02

Branch Locations

1 E Campus View Blvd Ste 250, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Topeka KS 02/2019 Present
Moon Rock Wealth Management Columbus OH 12/2009 Present
Finish Well Ria Llc Columbus OH 05/2024 Present
Previous Registrations
Other Businesses

I receive commissions from the sale of insurance products (annuities & life insurance). 1.) MOON ROCK WEALTH MANAGEMENT; YES INVESTMENT RELATED; 1161 BETHEL RD, SUITE 104; COLUMBUS, OH 43220; INSURANCE SALES; OWNER; START DATE 12/2009; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-28
  • S65 Uniform Investment Adviser Law Examination
    2018-12-28

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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