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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-16
CT RA APPROVED 2024-08-08
NY RA APPROVED 2024-08-08
  • TX RA
    APPROVED
    Since 2024-08-16
  • CT RA
    APPROVED
    Since 2024-08-08
  • NY RA
    APPROVED
    Since 2024-08-08

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 01/2019 07/2024
Barnum Financial Group Shelton CT 06/2017 07/2017
Unemployed Clemson SC 06/2014 06/2017
Unemployed Clemson SC 09/2017 01/2019
Bank Of America N.A. Boston MA 02/2024 07/2024
Morgan Stanley New York NY 08/2024 Present
  • 01/2019 → 07/2024
    Boston, MA
  • 06/2017 → 07/2017
    Barnum Financial Group
    Shelton, CT
  • 06/2014 → 06/2017
    Unemployed
    Clemson, SC
  • 09/2017 → 01/2019
    Unemployed
    Clemson, SC
  • 02/2024 → 07/2024
    Bank Of America N.A.
    Boston, MA
  • 08/2024 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-23

View on SEC IAPD

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