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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-29 |
| CA | RA | APPROVED | 2024-05-13 |
Branch Locations
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 01/2020 | 05/2023 |
| Massmutual Financial Group | La Jolla | CA | 10/2015 | 09/2019 |
| Unemployed | San Diego | CA | 09/2019 | 01/2020 |
| Unemployed | San Deigo | CA | 05/2023 | 05/2024 |
| Principal Life Insurance | San Diego | CA | 05/2024 | Present |
| Principal Securities | San Diego | CA | 05/2024 | Present |
INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 06/03/2024 ADDRESS: 4370 La Jolla Village, Suite 1025, San Diego CA 92122, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
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