Marshall Ward

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-05-09

NC RA
APPROVED

Since 2019-05-09

Branch Locations

325 Mcgill Ave Nw Suite 100, Concord, NC 28027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2019	Present
Jfl Enterprises Inc D/B/A Failure Free Reading	Concord	NC	07/2011	02/2019

02/2019 → Present

Edward Jones

St Louis, MO
07/2011 → 02/2019

Jfl Enterprises Inc D/B/A Failure Free Reading

Concord, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-08

S66 Uniform Combined State Law Examination

2019-05-08

Other Names

Marshall Douglas Ward

View on SEC IAPD

Other Firms

KESTRA ADVISORY SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FIFTH THIRD SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

LPL FINANCIAL LLC

PARK AVENUE SECURITIES LLC

ALPHASTAR CAPITAL MANAGEMENT

UWHARRIE INVESTMENT ADVISORS, INC.

Other Investors

WILLIAM BRIAN KING

Matthew Brandon Leonard

BRADLEY PATRICK KONAWALIK

Daniel Paul Boehm

Lexter Stuut Fennell

WILLIAM A HARRIS

Trenton Kenneth Whalen

Other Offices

KESTRA ADVISORY SERVICES, LLC · CONCORD, NC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NC

FIFTH THIRD SECURITIES, INC. · CONCORD, NC

HORNOR, TOWNSEND & KENT, LLC · Concord, NC

LPL FINANCIAL LLC · CONCORD, NC

EDWARD JONES · CONCORD, NC

PARK AVENUE SECURITIES LLC · CONCORD, NC

ALPHASTAR CAPITAL MANAGEMENT · North Concord, NC

More in Concord, NC

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