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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-10
AZ RA APPROVED 2024-01-18
  • TX RA
    APPROVED
    Since 2025-04-10
  • AZ RA
    APPROVED
    Since 2024-01-18

Branch Locations

4330 E. Southern Avenue, Mesa, AZ 85206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Mesa AZ 02/2017 01/2020
La Casita Of Aj Apache Junction AZ 02/2014 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gilbert AZ 01/2020 04/2022
E*Trade Securities Llc Gilbert AZ 04/2022 09/2023
E*Trade Capital Management Llc Gilbert AZ 04/2022 09/2023
Morgan Stanley Gilbert AZ 01/2023 01/2024
Wells Fargo Clearing Services, Llc Mesa AZ 01/2019 01/2020
Harrisdirect Llc Gilbert AZ 04/2022 09/2023
Raymond James Financial Services, Inc. Mesa AZ 01/2024 Present
Raymond James Financial Services Advisors, Inc. Mesa AZ 01/2024 Present
Desert Financial Credit Union Mesa AZ 01/2024 Present
  • 02/2017 → 01/2020
    Wells Fargo Bank, Na
    Mesa, AZ
  • 02/2014 → 02/2017
    La Casita Of Aj
    Apache Junction, AZ
  • 01/2020 → 04/2022
    Gilbert, AZ
  • 04/2022 → 09/2023
    E*Trade Securities Llc
    Gilbert, AZ
  • 04/2022 → 09/2023
    E*Trade Capital Management Llc
    Gilbert, AZ
  • 01/2023 → 01/2024
    Gilbert, AZ
  • 01/2019 → 01/2020
    Wells Fargo Clearing Services, Llc
    Mesa, AZ
  • 04/2022 → 09/2023
    Harrisdirect Llc
    Gilbert, AZ
  • 01/2024 → Present
    Raymond James Financial Services, Inc.
    Mesa, AZ
  • 01/2024 → Present
    Mesa, AZ
  • 01/2024 → Present
    Desert Financial Credit Union
    Mesa, AZ
Previous Registrations
Other Businesses

(1)Name of Business: Uber Address: 1422 E Broadway Ave, Apache Junction, AZ, 85119, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 09/28/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Delivering items on my off tim (2) Desert Financial Wealth Management, 5238 S. Power Rd, Gilbert AZ 85295, Support Company - Non-Owner, Associate/Employee, I/R: No 01/16/2024, HPM: 81+ HPM trade hours: 41+ Duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2019-05-11
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2019-05-11
Other Names
  • Abraham Martinezflores

View on SEC IAPD

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