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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
CO RA APPROVED 2019-05-14
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • CO RA
    APPROVED
    Since 2019-05-14

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boulder CO 01/2019 Present
Gsi Family Of Companies Boulder CO 09/2018 01/2019
Alpha Dimension Properties Thornton CO 08/2018 09/2018
Larry H. Miller Boulder Toyota Boulder CO 09/2016 05/2017
University Of Colorado Boulder Boulder CO 01/2015 05/2018
Roka Boulder CO 08/2018 08/2018
Bank Of America, N.A. Boulder CO 03/2019 Present
  • 01/2019 → Present
    Boulder, CO
  • 09/2018 → 01/2019
    Gsi Family Of Companies
    Boulder, CO
  • 08/2018 → 09/2018
    Alpha Dimension Properties
    Thornton, CO
  • 09/2016 → 05/2017
    Larry H. Miller Boulder Toyota
    Boulder, CO
  • 01/2015 → 05/2018
    University Of Colorado Boulder
    Boulder, CO
  • 08/2018 → 08/2018
    Roka
    Boulder, CO
  • 03/2019 → Present
    Bank Of America, N.A.
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-11
  • S66 Uniform Combined State Law Examination
    2019-05-11
Other Names
  • Blair Daniel

View on SEC IAPD

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