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Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-04-03
  • NC RA
    APPROVED
    Since 2006-04-03

Branch Locations

1315 Ft. Bragg Road, Fayetteville, NC 28305 • United States

1213 Culbreth Drive, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc Fayetteville NC 04/2006 Present
Nobles Pound Financial Planning Fayetteville NC 03/2011 Present
Other Businesses

1)DBA:WILL WORK UNDER NOBLES POUND FINANCIAL PLANNING LOCATED AT BRANCH LOCATION. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3) RENTAL INCOME. 4) NOTARY PUBLIC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-25
  • S66 Uniform Combined State Law Examination
    2005-06-25
Designations
  • Certified Financial Planner
Other Names
  • David Pound
  • David M Pound

View on SEC IAPD

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