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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-30 |
| AR | RA | APPROVED | 2020-03-04 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
Huntington Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Vacaville | CA | 03/2014 | Present |
| Solera Asset Managers | Vacaville | CA | 01/2019 | 09/2020 |
| Sowell Management | North Little Rock | AR | 03/2020 | Present |
| Fortress Financial | Vacaville | CA | 01/2016 | Present |
1. Fortress Financial and Insurance Services, Investment Related, 750 Mason Street, Suite 105, Vacaville, CA 95688. Financial literacy, education, insurance, and fixed annuity sales. Start date 1/2016, 30 hours per week, 10 Trading hours, DBA used to provide and market insurance and financial services, Educational workshops and fixed annuity sales. Investment advisory services offered through Sowell Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-20 |
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