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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-18 |
| CA | RA | APPROVED | 2019-05-14 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 11/2016 | Present |
| Bank Of America, N.A. | Scottsdale | AZ | 11/2016 | Present |
| Social Tap | Scottsdale | AZ | 03/2018 | 04/2018 |
| Lovesac | Scottsdale | AZ | 10/2015 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-11 |
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