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Jesus Ivan Barboza Gonzalez

Wells Fargo Clearing Services, LLC

Pasadena, CA

South Pasadena, CA

CRD 7065785

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-05
CA RA APPROVED 2022-08-04
  • TX RA
    APPROVED
    Since 2023-01-05
  • CA RA
    APPROVED
    Since 2022-08-04

Branch Locations

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

1000 Fair Oaks Ave, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Arcadia CA 12/2014 08/2022
Bank Of America, N.A. Arcadia CA 12/2014 08/2022
Wells Fargo Clearing Services, Llc Pasadena CA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-26
  • S66 Uniform Combined State Law Examination
    2019-04-26
Other Names
  • Jesse Barboza
  • Jesus Barboza
  • Jesse Barbosa

View on SEC IAPD

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STRATEGY ASSET MANAGERS L.L.C.

Nearby Investors

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JAY EDWIN LOMETILLO
Salvador Rodriguez

Nearby Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

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