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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-11-30 |
| TX | RA | APPROVED | 2022-11-15 |
| IL | RA | APPROVED | 2021-02-16 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
111 E Wisconsin Ave Floor 22, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Wealth Management | Chicago | IL | 07/2015 | 01/2021 |
| Bmo Harris Financial Advisors, Inc. | Chicago | IL | 11/2019 | 01/2021 |
| Jpmorgan Chase Bank Na | Chicago | IL | 02/2021 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-12 |
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