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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-26
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

1102 E. Southmore, Pasadena, TX 77502 • United States

15252 Wallisville Rd, Houston, TX 77049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Houston TX 01/2019 Present
Jpmorgan Chase Bank N.A. Houston TX 08/2014 Present
Er Contracting And Services Llc Baytown TX 09/2022 03/2024
Texas Er Plumbing Llc Houston TX 09/2023 Present
  • 01/2019 → Present
    Houston, TX
  • 08/2014 → Present
    Jpmorgan Chase Bank N.A.
    Houston, TX
  • 09/2022 → 03/2024
    Er Contracting And Services Llc
    Baytown, TX
  • 09/2023 → Present
    Texas Er Plumbing Llc
    Houston, TX
Other Businesses

Entity Name: ROMO RENTS, LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Employee/Contractor Start Date: 05/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is an LLC where my husband owns and rents a residential property. I will assist him on making payment to the home once a month. Also pick up check from tenants Entity Name: TEXAS ER PLUMBING LLC Investment related: No Address: Private Residence Nature of the other business: Plumbing Position/Title/Relationship: Owner/Partner Start Date: 09/24/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Plumbing Company, I am an owner this company does both residential and commercial jobs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-13
S63 Uniform Securities Agent State Law Examination 2019-04-26
  • S66 Uniform Combined State Law Examination
    2024-09-13
  • S63 Uniform Securities Agent State Law Examination
    2019-04-26
Other Names
  • Diana Socorro Flores
  • Diana Diaz Valles
  • Diana S Diaz

View on SEC IAPD

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