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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
7021 Kewanee Avenue Suite, 6-103, Lubbock, TX 79424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dexter High School | Dexter | NM | 04/2014 | 08/2018 |
| Texas Tech University | Lubbock | TX | 08/2018 | 12/2018 |
| National Financial Services / West Texas Investments | Lubbock | TX | 01/2019 | 01/2020 |
| Kpmg | Denver | CO | 01/2020 | 04/2020 |
| National Financial Services / West Texas Investments | Lubbock | TX | 04/2020 | 10/2021 |
| Cetera / Pennington Bass & Associates | Lubbock | TX | 10/2021 | 12/2022 |
| B. Riley Wealth Management | Lubbock | TX | 12/2022 | 03/2025 |
| B. Riley Wealth Advisors | Memphis | TN | 05/2024 | 03/2025 |
| Lpl Financial Llc | Lubbock | TX | 03/2025 | Present |
1)03/11/2025 - Bogle LTD - Business Owner Farm - Non-Inv Rel - Dexter, NM - Start: 01/2000 2)03/11/2025 - Drylands Homes LLC - Business Owner - Custom Home Building - Non-Inv Rel - Start: 02/2023 - 8 Hr/Mth 3)03/11/2025 - West Texas Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 4)03/11/2025 - Mary Kay - Representative for a Direct Sales Business - Non-Inv Rel - Lubbock, TX - Start: 11/2022 - 5 Hr/Mth 5)03/11/2025 - Notary - State of TX - Inv Rel - Start: 07/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-31 |
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