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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-05-01
WI RA APPROVED 2025-05-01
  • MN RA
    APPROVED
    Since 2025-05-01
  • WI RA
    APPROVED
    Since 2025-05-01

Branch Locations

796 Bielenberg Dr Suite 101, Woodbury, MN 55125 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Wisconsin - River Falls River Falls WI 06/2012 Present
Golden Living - Linden Stillwater MN 02/2016 12/2016
Cooperative Resources International - Ag Source Menomonie WI 12/2016 01/2017
Orangetheory Fitness Woodbury MN 02/2017 06/2017
State Farm Woodbury MN 07/2017 01/2019
Wealth Enhancement Group Woodbury MN 02/2019 Present
Lpl Financial Llc Woodbury MN 03/2024 06/2025
Wealth Enhancement Brokerage Services Woodbury MN 11/2024 Present
Wealth Enhancement Advisory Services Woodbury MN 03/2025 Present
  • 06/2012 → Present
    University Of Wisconsin - River Falls
    River Falls, WI
  • 02/2016 → 12/2016
    Golden Living - Linden
    Stillwater, MN
  • 12/2016 → 01/2017
    Cooperative Resources International - Ag Source
    Menomonie, WI
  • 02/2017 → 06/2017
    Orangetheory Fitness
    Woodbury, MN
  • 07/2017 → 01/2019
    State Farm
    Woodbury, MN
  • 02/2019 → Present
    Wealth Enhancement Group
    Woodbury, MN
  • 03/2024 → 06/2025
    Lpl Financial Llc
    Woodbury, MN
  • 11/2024 → Present
    Wealth Enhancement Brokerage Services
    Woodbury, MN
  • 03/2025 → Present
    Wealth Enhancement Advisory Services
    Woodbury, MN
Other Businesses

YOGA INSTRUCTOR / Other / Not Investment Related / 10 hrs mth / Start date: 1/12/2012 Inv Related / At Reported Business Location(s) / Registered Investment Advisor / Registered Admin / Started: 2/3/2019 / 160 Hrs/Mo; 8 Hrs During Trading / I provide administrative support to WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-01
S63 Uniform Securities Agent State Law Examination 2024-11-09
  • S65 Uniform Investment Adviser Law Examination
    2025-05-01
  • S63 Uniform Securities Agent State Law Examination
    2024-11-09
Other Names
  • Kathryn Brockett Hauck
  • Kathryn Jean Keatley

View on SEC IAPD

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