Stephen Mcneil Casey

Clearbridge Investments, LLC

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Current Employers

Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-05-06

NC RA
APPROVED

Since 2014-05-06

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Distributors, Llc	Baltimore	MD	12/2005	Present
Clearbridge Investments Llc	New York	NY	05/2006	Present
Legg Mason & Co Llc	Charlotte	NC	12/2005	07/2021

12/2005 → Present

Franklin Distributors, Llc

Baltimore, MD
05/2006 → Present

Clearbridge Investments Llc

New York, NY
12/2005 → 07/2021

Legg Mason & Co Llc

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-04

S66 Uniform Combined State Law Examination

2006-05-04

Other Names

Steve Casey

View on SEC IAPD

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