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Serena Basim Bachoua

LPl Enterprise, LLC

San Diego, CA

Fort Mill, SC

San Diego, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-22
CA RA APPROVED 2024-10-21
  • SC RA
    APPROVED
    Since 2024-10-22
  • CA RA
    APPROVED
    Since 2024-10-21

Branch Locations

4707 Executive Dr, San Diego, CA 92121 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

4707 Executive Dr., San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reliable Appliance Service El Cajon CA 07/2015 03/2020
Ross Dress For Less El Cajon CA 07/2017 11/2018
Lpl Financial Llc San Diego CA 03/2020 10/2024
Panda Express San Luis Obispo CA 06/2017 11/2017
Panera Bread San Luis Obispo CA 10/2016 04/2017
Seaworld Parks And Entertainment San Diego CA 06/2016 09/2016
Cal Poly State University San Luis Obispo CA 09/2014 06/2018
Lpl Enterprise, Llc Fort Mill SC 10/2024 Present
  • 07/2015 → 03/2020
    Reliable Appliance Service
    El Cajon, CA
  • 07/2017 → 11/2018
    Ross Dress For Less
    El Cajon, CA
  • 03/2020 → 10/2024
    Lpl Financial Llc
    San Diego, CA
  • 06/2017 → 11/2017
    Panda Express
    San Luis Obispo, CA
  • 10/2016 → 04/2017
    Panera Bread
    San Luis Obispo, CA
  • 06/2016 → 09/2016
    Seaworld Parks And Entertainment
    San Diego, CA
  • 09/2014 → 06/2018
    Cal Poly State University
    San Luis Obispo, CA
  • 10/2024 → Present
    Lpl Enterprise, Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-16
  • S66 Uniform Combined State Law Examination
    2020-12-16

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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