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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-13 |
| TX | RA | APPROVED | 2022-04-13 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2014 | 04/2022 |
| Wells Fargo Clearing Services, Llc | New York | NY | 04/2022 | Present |
RENTAL PROPERTY, INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START DATE 4/27/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START DATE 4/27/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START DATE 4/27/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, JACKSONVILLE, FL, 100% OWNERSHIP, START DATE 4/27/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, JACKSONVILLE, FL, 50% OWNERSHIP, START DATE 4/27/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE LANDLORD. RENTAL PROPERTY, INVT RELATED, CHARLOTTE, NC, 50% OWNERSHIP, START DATE 4/27/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE LANDLORD. RENTAL PROPERTY, INVT RELATED, JACKSONVILLE, FL, 50% OWNERSHIP, START DATE 4/27/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-31 |
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