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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-01-20 |
Branch Locations
6000 Uptown Blvd Ne Suite 307, Albuquerque, NM 87110 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2019 | 02/2021 |
| Safelite Solutions | Bernalillo | NM | 08/2018 | 02/2019 |
| Sweet Tooth Desserts | Albuquerque | NM | 03/2018 | 06/2018 |
| Bj's Brewhouse | Albuquerque | NM | 09/2017 | 04/2018 |
| Garcia Honda Automotive Dealership | Albuquerque | NM | 05/2017 | 09/2017 |
| Enterprise Rent A Car | Clovis And Albuquerque | NM | 08/2015 | 02/2017 |
| The Vanguard Group, Inc | Scottsdale | AZ | 08/2021 | 12/2022 |
| Unemployed | Rio Rancho | NM | 02/2021 | 08/2021 |
| Lpl Financial | Albuquerque | NM | 12/2022 | 12/2024 |
| Sandia Area Federal Cu | Albuquerque | NM | 12/2022 | 12/2024 |
| Mirau Capital Management | Albuquerque | NM | 12/2024 | 01/2026 |
| Madison Avenue Securities | San Diego | CA | 12/2024 | 01/2026 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 01/2026 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2026 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 01/2026 | Present |
Name of the other business: Wealth Haven LLC Whether the business is investment-related: No Address of the other business: 3532 Wyoming Blvd NE Unit 100, Albuquerque, NM 87111 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 19, 2026 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: LLC used to run my First Command business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-12 |
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