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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-30
NY RA APPROVED 2026-01-13
  • TX RA
    APPROVED
    Since 2026-01-30
  • NY RA
    APPROVED
    Since 2026-01-13

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

321 Broadway 5Th Floor, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Druthers Brewing Co. Saratoga Springs NY 01/2013 12/2018
Goldman Sachs & Co. Llc Cohoes NY 01/2019 01/2026
Cerity Partners Llc New York NY 01/2026 Present
  • 01/2013 → 12/2018
    Druthers Brewing Co.
    Saratoga Springs, NY
  • 01/2019 → 01/2026
    Goldman Sachs & Co. Llc
    Cohoes, NY
  • 01/2026 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-25
  • S66 Uniform Combined State Law Examination
    2019-03-25
Designations
  • Certified Financial Planner

View on SEC IAPD

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