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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-04-20
  • NC RA
    APPROVED
    Since 2019-04-20

Branch Locations

651 Executive Pl, Fayetteville, NC 28305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 01/2019 Present
Secu Life Insurance Company Raleigh NC 01/2019 Present
State Employees' Credit Union Fayetteville NC 12/2009 Present
Credit Union Investment Services Raleigh NC 02/2019 Present
Members Trust Company Tampa FL 07/2022 Present
  • 01/2019 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 01/2019 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 12/2009 → Present
    State Employees' Credit Union
    Fayetteville, NC
  • 02/2019 → Present
    Raleigh, NC
  • 07/2022 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services District Manager. START DATE 10/2006. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 1/2019. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Cindy Q. Graham. Investment Related. Address: 1309 Everglade Dr, Fayetteville, NC 28312. Nature: Rental property. Title: Rental Property Manager. Start date: 1/31/2022. Devote approximately 2 hours per month to other business, none during securities trading hours. Duties: Rent homes for affordable prices. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2022. Title: Trust Rep. Graham Wealth Management, LLC Address: 317 Bedfordshire Place Fayetteville, NC. 28312 Type of business: Family Business and or partnership. Title : Owner Duties: Property Management Start Date: 10/07/2025 Hours devoted per month: 3

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-20
S63 Uniform Securities Agent State Law Examination 2019-02-20
  • S65 Uniform Investment Adviser Law Examination
    2019-04-20
  • S63 Uniform Securities Agent State Law Examination
    2019-02-20
Other Names
  • Cindy Queen Allen

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