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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 01/2019 | Present |
| Secu Life Insurance Company | Raleigh | NC | 01/2019 | Present |
| State Employees' Credit Union | Fayetteville | NC | 12/2009 | Present |
| Credit Union Investment Services | Raleigh | NC | 02/2019 | Present |
| Members Trust Company | Tampa | FL | 07/2022 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services District Manager. START DATE 10/2006. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 1/2019. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Cindy Q. Graham. Investment Related. Address: 1309 Everglade Dr, Fayetteville, NC 28312. Nature: Rental property. Title: Rental Property Manager. Start date: 1/31/2022. Devote approximately 2 hours per month to other business, none during securities trading hours. Duties: Rent homes for affordable prices. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2022. Title: Trust Rep. Graham Wealth Management, LLC Address: 317 Bedfordshire Place Fayetteville, NC. 28312 Type of business: Family Business and or partnership. Title : Owner Duties: Property Management Start Date: 10/07/2025 Hours devoted per month: 3
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-20 |
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