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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-19 |
| TX | RA | APPROVED | 2020-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Santa Monica | CA | 08/2018 | 08/2019 |
| U.S. Bancorp Investments, Inc. | Santa Monica | CA | 01/2019 | 08/2019 |
| Union Bank | Los Angeles | CA | 02/2018 | 08/2018 |
| U.S. Bank | Marina Del Rey | CA | 04/2017 | 02/2018 |
| Wells Fargo | Los Angeles | CA | 07/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | El Paso | TX | 10/2019 | Present |
| Bank Of America, N.A. | El Paso | TX | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-22 |
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