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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hazard Financial | Lomita | CA | 01/2019 | Present |
| Cac Property Management | Culver City | CA | 10/2018 | 12/2018 |
| Brown University Dining Services | Providence | RI | 09/2017 | 12/2017 |
| Brown University | Providence | RI | 09/2014 | 05/2018 |
| Avantax Investment Services, Inc. | Lomita | CA | 11/2021 | 09/2025 |
| Avantax Advisory Services | Lomita | CA | 11/2021 | 09/2025 |
| Unemployed | Culver City | CA | 06/2018 | 09/2018 |
| Cetera Wealth Services, Llc | Lomita | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NARBONNE PLAZA PARTNERS, LLC POSITION: Authorized Check Signer NATURE: I have the authority to sign checks on behalf of Narbonne Plaza Partners, LLC. This company is a commercial rental property. I do not offer any financial advise or receive any compensation for this activity. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2022 ADDRESS: 25124 Narbonne Ave., Lomita CA 90717, United States DESCRIPTION: My duties are exclusive to the accounting department. I collect rent and pay bills for the company. I am an authorized signer on the bank account. I also perform bank reconciliations. Both partners of the LLC receive all financial statements for examination and they oversee all activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-12 |
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