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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

25124 Narbonne Ave #205, Lomita, CA 90717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hazard Financial Lomita CA 01/2019 Present
Cac Property Management Culver City CA 10/2018 12/2018
Brown University Dining Services Providence RI 09/2017 12/2017
Brown University Providence RI 09/2014 05/2018
Avantax Investment Services, Inc. Lomita CA 11/2021 09/2025
Avantax Advisory Services Lomita CA 11/2021 09/2025
Unemployed Culver City CA 06/2018 09/2018
Cetera Wealth Services, Llc Lomita CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2019 → Present
    Hazard Financial
    Lomita, CA
  • 10/2018 → 12/2018
    Cac Property Management
    Culver City, CA
  • 09/2017 → 12/2017
    Brown University Dining Services
    Providence, RI
  • 09/2014 → 05/2018
    Brown University
    Providence, RI
  • 11/2021 → 09/2025
    Avantax Investment Services, Inc.
    Lomita, CA
  • 11/2021 → 09/2025
    Avantax Advisory Services
    Lomita, CA
  • 06/2018 → 09/2018
    Unemployed
    Culver City, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lomita, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-07-12 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Lomita, CA
Other Businesses

1) NARBONNE PLAZA PARTNERS, LLC POSITION: Authorized Check Signer NATURE: I have the authority to sign checks on behalf of Narbonne Plaza Partners, LLC. This company is a commercial rental property. I do not offer any financial advise or receive any compensation for this activity. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2022 ADDRESS: 25124 Narbonne Ave., Lomita CA 90717, United States DESCRIPTION: My duties are exclusive to the accounting department. I collect rent and pay bills for the company. I am an authorized signer on the bank account. I also perform bank reconciliations. Both partners of the LLC receive all financial statements for examination and they oversee all activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-12
  • S66 Uniform Combined State Law Examination
    2022-07-12

View on SEC IAPD

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