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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-15 |
| MN | RA | APPROVED | 2023-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 07/2019 | Present |
| Thatcher Pools And Spas | Rochester | MN | 07/2015 | 08/2021 |
| University Of St. Thomas | St. Paul | MN | 10/2018 | 09/2022 |
| Lourdes High School | Rochester | MN | 09/2014 | 05/2018 |
| University Of St. Thomas | Rochester | MN | 09/2018 | 05/2022 |
| Bank Of America, N.A. | Wayzata | MN | 03/2025 | Present |
I*458419, Entity Type: Entity For Profit, Name of OBA: Thatcher Pools and Spas, Address: Rochester, Minnesota 55904, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/05/2015, No Hours: 120, No Hours during trading: 120, Duties: Sales Associate, Pool Cleaner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-26 |
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