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Mark Stephen Roesler

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-11
UT RA APPROVED 2019-10-07
  • TX RA
    APPROVED
    Since 2019-10-11
  • UT RA
    APPROVED
    Since 2019-10-07

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sandy UT 08/2019 Present
Solomon Page South Jordan UT 01/2019 08/2019
University Of Utah Salt Lake City UT 08/2017 12/2018
Unemployed Yakima WA 06/2017 08/2017
Walla Walla University College Place WA 09/2016 06/2017
E*Trade Financial Corporate Services Llc Sandy UT 09/2022 Present
  • 08/2019 → Present
    Sandy, UT
  • 01/2019 → 08/2019
    Solomon Page
    South Jordan, UT
  • 08/2017 → 12/2018
    University Of Utah
    Salt Lake City, UT
  • 06/2017 → 08/2017
    Unemployed
    Yakima, WA
  • 09/2016 → 06/2017
    Walla Walla University
    College Place, WA
  • 09/2022 → Present
    E*Trade Financial Corporate Services Llc
    Sandy, UT
Other Businesses

*379306 - A+ Tutoring; Not Investment related; Tutoring; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0; After business hours: 0; Tutoring for biology, chemistry, Spanish, English and standardized tests like the GMAT and MCAT *583726 - Uber Eats; Investment related-No; san francisco, California; Automotive/Transportation, Restaurant/Bar/Nightclub; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 02/2024; During business hours: 0; After business hours: 15; Labor/Service *684833 - Fishing Vessel Catchpin; Investment related- No; Touchet, Washington; harvesting salmon; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 720; Labor/Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2019-10-04

View on SEC IAPD

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