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Todd J Mick

Lakewood Asset Management, LLC

Naperville, IL

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Current Employers
Lakewood Asset Management, Llc

225 W Jefferson Avenue, Suite 102, Naperville, IL 60540 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-08
LA RA APPROVED 2022-11-09
NE RA APPROVED 2022-11-07
IL RA APPROVED 2015-04-15
  • TX RA
    APPROVED
    Since 2025-04-08
  • LA RA
    APPROVED
    Since 2022-11-09
  • NE RA
    APPROVED
    Since 2022-11-07
  • IL RA
    APPROVED
    Since 2015-04-15

Branch Locations

225 W Jefferson Avenue, Suite 102, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lakewood Asset Management, Llc Naperville IL 02/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-06
  • S65 Uniform Investment Adviser Law Examination
    2015-01-06

View on SEC IAPD

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