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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington National Bank | Grosse Pointe Woods | MI | 10/2014 | 09/2022 |
| The Huntington Investment Company | Columbus | OH | 01/2019 | 09/2022 |
| Ameriprise Financial Services, Llc | Troy | MI | 10/2022 | 03/2025 |
| Lpl Financial Llc | Livonia | MI | 03/2025 | Present |
1. 03/04/2025- Upstream Investment Partners- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 03/13/2025 2. 03/04/2025- Tranis Smith - Notary- Inv Rel- Livonia, MI 48152- 1 Hr Per Mnth- 1 Hr During Trading- Start Date 04/29/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-14 |
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