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Stephen Christopher Devlin

Cetera Investment Advisers LLC

Newark, DE

CRD 7058401

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • DE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 01/2019 06/2019
Securian Financial Services Inc St Paul MN 07/2019 08/2023
Minnesota Life Insurance Co St Paul MN 07/2019 08/2023
Diamond State Financial Group St Paul MN 07/2019 Present
University Of Delaware Newark DE 09/2015 06/2019
Ryan Homes Newark DE 06/2018 08/2018
Turnersville Auto Mall Turnersville NJ 06/2017 08/2017
Cafe Gelato Newark DE 02/2017 05/2017
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2019 → 06/2019
    Securian Financial Services Inc
    St Paul, MN
  • 07/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2019 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2019 → Present
    Diamond State Financial Group
    St Paul, MN
  • 09/2015 → 06/2019
    University Of Delaware
    Newark, DE
  • 06/2018 → 08/2018
    Ryan Homes
    Newark, DE
  • 06/2017 → 08/2017
    Turnersville Auto Mall
    Turnersville, NJ
  • 02/2017 → 05/2017
    Cafe Gelato
    Newark, DE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-09 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    St. Paul, MN
Other Businesses

1) DSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/19/2019 ADDRESS: , Newark DE , United States DESCRIPTION: Agent/Broker 2) SPRING VALLEY HOA POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: NA, Aston PA 19014, United States DESCRIPTION: On the board of the homeowner's association where I live. 3) NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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