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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-11
IL RA APPROVED 2019-11-02
  • TX RA
    APPROVED
    Since 2019-11-11
  • IL RA
    APPROVED
    Since 2019-11-02

Branch Locations

3121 N Illinois St, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Swansea IL 12/2018 Present
Kozeny & Mccubbin Lc St. Louis MO 05/2010 12/2018
Bank Of America N.A. Swansea IL 09/2023 Present
Other Businesses

I*: 1981271 Entity Type: Entity Charitable Name of OBA: Kirkwood United Methodist Church Address: Kirkwood, MO Investment Related: No Position, Title, Association: Employee Employee Start Date: 09/23/2024 Number of Hours: 7 hrs weekly Number of Hours during trading: 0 Duties: Leading Children's Ministry on Sunday - lesson planning, teaching, getting volunteers and staff scheduled as needed

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-31
  • S66 Uniform Combined State Law Examination
    2019-10-31
Other Names
  • Lauren Lasalle
  • Lauren Catherine Lasalle

View on SEC IAPD

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