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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 12/2018 | 09/2020 |
| Capital One Bank | Houston | TX | 02/2018 | 12/2018 |
| Wells Fargo Bank, N.A. | Lubbock | TX | 02/2016 | 08/2017 |
| Unemployed | Lubbock | TX | 08/2017 | 08/2017 |
| J.P. Morgan Securities Llc | Houston | TX | 12/2018 | 09/2020 |
| Unemployed | Katy | TX | 09/2017 | 02/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 06/2021 | 11/2021 |
| Quicken Loans | Detroit | MI | 04/2021 | 01/2022 |
| Unemployed | Katy | TX | 09/2020 | 04/2021 |
| The Vanguard Group, Inc | Plano | TX | 08/2022 | Present |
| Unemployed | Katy | TX | 01/2022 | 05/2022 |
| Financial Synergies Wealth Advisors | Houston | TX | 06/2022 | 07/2022 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-01 |
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