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Michael Lee Ernst

Wells Fargo Advisors Financial Network, LLC

New York, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-18
NY RA APPROVED 2023-04-17
  • TX RA
    APPROVED
    Since 2023-04-18
  • NY RA
    APPROVED
    Since 2023-04-17

Branch Locations

1350 Avenue Of The Americas Suite 2405, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na New York NY 01/2016 Present
Wells Fargo Clearing Services, Llc New York NY 12/2018 03/2023
Wells Fargo Advisors Financial Network, Llc New York NY 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-31
S63 Uniform Securities Agent State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2021-12-31
  • S63 Uniform Securities Agent State Law Examination
    2019-06-10
Other Names
  • Michael Ernst

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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