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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Upper Arlington | OH | 12/2018 | 02/2020 |
| Advanced Drainage Systems | Hilliard | OH | 04/2015 | 12/2018 |
| Raymond James Financial Services, Inc. | Columbus | OH | 02/2020 | 09/2024 |
| Raymond James Financial Services Advisors, Inc. | Columbus | OH | 01/2021 | 09/2024 |
| Bauers Financial Group | Upper Arlington | OH | 04/2021 | Present |
| Lpl Financial | Columbus | OH | 09/2024 | Present |
1- 08/2024 / Bauers Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - Start Date 04/21/2021 - 0 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-27 |
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