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Michael F Groves

J.P. Morgan Securities LLC

New York, NY

CRD 7055828

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-06
TX RA APPROVED 2024-03-06
  • NY RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED
    Since 2024-03-06

Branch Locations

390 Madison Avenue Floor 29, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 01/2017 Present
Jpmorgan Securities Llc New York NY 01/2017 Present
University Of Delaware Newark DE 08/2014 05/2018
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 01/2017 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 08/2014 → 05/2018
    University Of Delaware
    Newark, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-06
  • S66 Uniform Combined State Law Examination
    2024-03-06
Other Names
  • Michael Falcone Groves

View on SEC IAPD

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