Sarah Riordan Szabo

Employer firm

Spinnaker Asset Management Inc. CRD 148489

$45.5M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• GENERAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → Present
  Nylife Securities Llc
  Waltham, MA
• 12/2018 → Present
  New York Life Insurance Company
  Waltham, MA
• 12/2016 → 11/2018
  Jamestown School District
  Jamestown, RI
• 12/2016 → 05/2018
  Narragansett School District
  Narragansett, RI
• 11/2017 → 12/2018
  East Greenwich School District
  East Greenwich, RI
• 06/2018 → 12/2018
  Cecil'S Black Rock Grill (Kimberly'S)
  Block Island, RI
• 06/2018 → 09/2018
  Island Pond (Mahogany Shoals)
  Block Island, RI
• 06/2017 → 09/2017
  Cecil'S Black Rock Grill (Kimberly'S)
  Block Island, RI
• 06/2017 → 09/2017
  Island Pond (Mahogany Shoals)
  Block Island, RI
• 06/2013 → 12/2016
  Cecil'S Black Rock Grill (Kimberly'S)
  Block Island, RI
• 08/2024 → Present
  Eagle Strategies Llc
  Wakefield, RI
• 09/2024 → Present
  Spinnaker Asset Management Inc.
  Warwick, RI

Previous Registrations

• 2024-08-06 → 2024-09-13
  Eagle Strategies Llc
  Wakefield, RI

Other Businesses

[Rental Property; 39 old Pine Road Narragansett, RI 02882;01/2013;Owner;1 hour per month; 1 hour during trading hours] Role/Title: Yellow Dog Advisors, LLC; Non-Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [South County Youth Lacrosse; The president of the youth lacrosse league; 36 South River Drive Narragansett, RI 02882; Start Date 11/2023; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; organize a team of volunteers to run the youth lacrosse league] eWomenNetwork; business networking group; Role: Managing Director; not investment related; 3 hours per week

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-02
• S63 Uniform Securities Agent State Law Examination
  2020-02-11

Other Names

• Sarah M Riordan