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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-21 |
Branch Locations
9275 Sky Park Court Suite 350, San Diego, CA 92123 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cu Denver | Denver | CO | 01/2016 | 05/2018 |
| Axa Advisors, Llc | New York | NY | 01/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2019 | 09/2020 |
| Student | Castle Rock | CO | 09/2020 | 10/2021 |
| Lpl Financial Llc | San Diego | CA | 10/2021 | 03/2023 |
| Unemployed | Castle Rock | CO | 05/2018 | 01/2019 |
| Securities America, Inc. | San Diego | CA | 04/2023 | 05/2024 |
| Pfg Advisors | San Diego | CA | 04/2023 | 05/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2024 | Present |
| Cetera Investment Advisers Llc | San Diego | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
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