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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-05-08
  • WI RA
    APPROVED
    Since 2019-05-08

Branch Locations

1227 Corporate Center Dr Ste 205, Oconomowoc, WI 53066 • United States

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fis Milwaukee WI 09/2017 05/2019
Home Path Financial Butler WI 07/2016 09/2017
Thrivent Investment Management Inc Waukesha WI 02/2019 Present
Thrivent Financial Appleton WI 05/2019 07/2019
Thrivent Financial Appleton WI 07/2019 Present
  • 09/2017 → 05/2019
    Fis
    Milwaukee, WI
  • 07/2016 → 09/2017
    Home Path Financial
    Butler, WI
  • 02/2019 → Present
    Waukesha, WI
  • 05/2019 → 07/2019
    Thrivent Financial
    Appleton, WI
  • 07/2019 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

AMERICAN MARKETING ASSOCIATION- MILWAUKEE CHAPTER POSITION: VP- Finance NATURE: AMA Milwaukee is a marketing organization that focuses on having members join to hose events and promote local businesses. They partner with many local companies to host events to showcase that business and promote current changes/trends in their industry. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/16/2022 ADDRESS: S69W19231 Lembezeder Dr, Muskego WI 53150, United States DESCRIPTION: This VP role will be in charge of reconciling accounts and tracking membership numbers and dues. It will also be involved in making decisions on what the organization will do in terms of hosing events, partnerships, ways to grow membership, etc. I will also be responsible to report on the monthly numbers to the rest of the committee each month, and they will also have oversight of all the numbers throughout the month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2019-05-06

View on SEC IAPD

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