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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-21 |
| WI | RA | APPROVED | 2020-05-19 |
Branch Locations
121 Saint Paul St, Oconomowoc, WI 53066 • United States
Oconomowoc, WI • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2008 | 05/2020 |
| Ameriprise Financial Services Inc | Waukesha | WI | 05/2020 | 05/2020 |
| Ameriprise Financial Services, Llc | Oconomowoc | WI | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Oconomowoc | WI | 05/2020 | Present |
Real Estate Ownership; Commercial; 121 Saint Paul St, , Oconomowoc, WI, 53066; Not Investment-Related; 01/18/2021 / Commercial; 101 E Milwaukee Street, Suite 201, Janesville, WI, 53548; Investment-Related; 05/19/2020. Board of Directors; Monastery Hill Homeowner Association; Vice President; 210 Monastery Hill Dr, , Oconomowoc, WI, 53066; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-03 |
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