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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-01-20 |
| TX | RA | APPROVED_RES | 2017-01-06 |
Branch Locations
121 Saint Paul St, Oconomowoc, WI 53066 • United States
Whitefish Bay, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Milwaukee | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Milwaukee | WI | 11/2016 | 01/2017 |
| Ameriprise Financial Services, Inc. | Brookfield | WI | 01/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
Real Estate Ownership; Single Family; 487 S. Prospect St. #5Burlington, VT 05401, ,; Not Investment-Related; 01/01/2015. Board of Directors; Alford H. Hermann Family Foundation; board member; 4408 Sharpshinned Hawk CoveAustin, TX 78738, ,; ; 03/17/2004; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-02-20 |
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