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400 West Metro Park, Rochester, NY 14623 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-05-06 |
Branch Locations
203 East Wisconsin Ave Suite 207, Oconomowoc, WI 53066 • United States
400 West Metro Park, Rochester, NY 14623 • United States
203 E. Wisconsin Ave. Suite 207, Oconomowoc, WI 53066 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | West Bend | WI | 08/2010 | 10/2018 |
| Thrivent Financial For Lutherans | Appleton | WI | 11/2010 | 10/2018 |
| Unemployed | Hartford | WI | 10/2018 | 02/2019 |
| Farmers Insurance | Oconomowoc | WI | 02/2019 | 09/2020 |
| Farmers Financial Solutions | Oconomowoc | WI | 10/2019 | 03/2020 |
| Lifemark Securities Corp. | Rochester | NY | 11/2023 | Present |
| Hughes Financial Services | Oconomoc | WI | 12/2019 | Present |
| Basketball Coach | Se Wisconsin | WI | 11/2019 | Present |
| St. Joan Of Arc Church & School | Nashotah | WI | 06/2023 | 06/2024 |
| St. Joan Of Arc Church | Nashotah | WI | 09/2025 | Present |
| St. Joan Of Arc School | Nashotah | WI | 12/2024 | Present |
| St. Joan Of Arc School | Nashotah | WI | 10/2025 | Present |
1) HUGHES FINANCIAL SERVICES / INVESTMENT RELATED / 203 EAST WISCONSIN AVE. SUITE 207, OCONOMOWOC, WI, 53066 / INDEPENDENT INSURANCE AGENT / START 02/2019 / 120 HOURS/MONTH / 120 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, HEALTH , DISABILITY, AND LTC INSURANCE PRODUCTS. 2) HIGH SCHOOL BASKETBALL OFFICIAL / NOT INVESTMENT RELATED / NUMEROUS SCHOOLS IN SE WISCONSIN / START 11/2019 / 4-8 HOURS/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / OFFICIATE BASKETBALL AT THE HIGH SCHOOL LEVEL AS A TRAVEL BASKETBALL COACH. 3) CHURCH FINANCE COUNCIL MEMBER / NOT INVESTMENT RELATED /120 NASHOTAH ROAD, NASHOTAH, WI 53058 / VOLUNTEER / START 09/2025 / 1.5 HOURS/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / PROVIDE COUNSEL TO PASTOR ON FINANCIAL MATTERS. DOES NOT HAVE CHECK WRITING ABILITIES NOR MAKE INVESTMENT OFFERS. 4) BASKETBALL COACH / NOT INVESTMENT RELATED / 120 NASHOTAH ROAD, NASHOTAH, WI 53058 / VOLUNTEER ELEMENTARY SCHOOL COACH AT ST. JOAN OF ARC / START 12/2024 / 20 HOURS/MONTH / 0 HOURS/MONTH DURING TRADING HOURS. 5) TEACHER/ NOT INVESTMENT RELATED / ST. JOAN OF ARC SCHOOL, NASHOTAH, WI / VOLUNTEER / START 10/2025 / 5 HOURS/MONTH / 5 HOURS/MONTH DURING SECURITIES TRADING HOURS / TEACHING STUDENTS THE BASICS OF INVESTING USING THE STOCK MARKET GAME OF WISNCONSIN'S PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-11 |
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