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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 06/2022 | 12/2023 |
| University Of Delaware | Newark | DE | 08/2018 | 05/2022 |
| Academy Of Notre Dame De Namur | Villanova | PA | 09/2014 | 06/2018 |
| Lazy Bass Bayside Bar & Grille | Wildwood | NJ | 06/2022 | 10/2023 |
| Ufinancial Group | Exton | PA | 01/2019 | 02/2022 |
| University Of Delaware Office Of Academic Enrichment | Newark | DE | 05/2020 | 05/2022 |
| Rockefeller Financial Llc | Ny | NY | 01/2024 | Present |
| Rockefeller Trust Company N.A. | Ny | NY | 01/2024 | Present |
Lazy Bass Bayside Bar & Grille; Non-Investment related; 4001 Old N Wildwood Blvd, Grassy Sound NJ 08260; Part time seasonal waitress; 07/13/2024; 20 hours a month; 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-16 |
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