Nicole Lisa Canada

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → 06/2021
  Morgan Stanley
  New York, NY
• 03/2018 → 06/2018
  Long Island University
  Brookville, NY
• 01/2018 → 06/2018
  International Consulting Network
  Brookville, NY
• 08/2017 → 12/2017
  Liu-Iq Consulting
  Spring Valley, NY
• 07/2011 → 08/2018
  Town Of Ramapo Parks And Recreation
  Suffern, NY
• 05/2017 → 08/2018
  Long Island University - Post
  Brookville, NY
• 04/2019 → 06/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 07/2021 → Present
  Jp Morgan Chase Bank, N.A.
  New York, NY
• 07/2021 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 09/2018 → 03/2019
  Unemployed
  Spring Valley, NY

Previous Registrations

• 2020-01-30 → 2021-06-23
  Morgan Stanley
  New York, NY

Other Businesses

Entity Name: Long Island University Investment related: No Address: 700 Northern Boulevard, Brookville, NY 11548 Nature of the other business: Education Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Long Island University is an educational institution and I was extended an offer to be an Adjunct Lecturer. The role is not similar to my firm role nor is there any connection to JPMorgan Chase, to my current knowledge.

Exams

• S66 Uniform Combined State Law Examination
  2020-01-30