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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-21 |
| UT | RA | APPROVED | 2019-10-18 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sandy | UT | 08/2019 | Present |
| Park Hudson | New York | NY | 01/2019 | 08/2019 |
| Digicert | Lehi | UT | 08/2018 | 12/2018 |
| Digicert | Lehi | UT | 05/2017 | 01/2018 |
| University Of Utah | Sale Lake City | UT | 08/2015 | 12/2018 |
| E*Trade Securities Llc | South Jordan | UT | 10/2022 | 09/2023 |
*687418- Aun Holdings LLC; Investment related: Yes; Salt Lake City, Utah; Real Estate; Employee (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 4; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-17 |
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