Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2021-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldfinch Financial, Inc. | Manchester | NH | 06/2020 | Present |
| Southern New Hampshire University | Manchester | NH | 09/2018 | 05/2020 |
| New Hampshire Technical Institute | Concord | NH | 09/2013 | 05/2018 |
| Mowtown Power Equipment | Hooksett | NH | 10/2015 | 10/2019 |
| Lpl Financial Llc | Manchester | NH | 12/2018 | Present |
1)11/03/2020 - Goldfinch Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)11/03/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 09/2019 3) 12/21/2020 - Goldfinch Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Admin. - Started 10/2020 - 80 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Goldfinch Financial, Inc., an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/06/2023 - Harvard Division of Continuing Education - Outside/W-2 Employment - Teacher's Assistant - Not Investment Related - Home Based - Start Date 09/11/2023 - 24 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-28 |
Reach out to this advisor