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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-01-05
  • NH RA
    APPROVED
    Since 2021-01-05

Branch Locations

21 College Road, Manchester, NH 03102-1401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldfinch Financial, Inc. Manchester NH 06/2020 Present
Southern New Hampshire University Manchester NH 09/2018 05/2020
New Hampshire Technical Institute Concord NH 09/2013 05/2018
Mowtown Power Equipment Hooksett NH 10/2015 10/2019
Lpl Financial Llc Manchester NH 12/2018 Present
  • 06/2020 → Present
    Goldfinch Financial, Inc.
    Manchester, NH
  • 09/2018 → 05/2020
    Southern New Hampshire University
    Manchester, NH
  • 09/2013 → 05/2018
    New Hampshire Technical Institute
    Concord, NH
  • 10/2015 → 10/2019
    Mowtown Power Equipment
    Hooksett, NH
  • 12/2018 → Present
    Manchester, NH
Other Businesses

1)11/03/2020 - Goldfinch Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)11/03/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 09/2019 3) 12/21/2020 - Goldfinch Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Admin. - Started 10/2020 - 80 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Goldfinch Financial, Inc., an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/06/2023 - Harvard Division of Continuing Education - Outside/W-2 Employment - Teacher's Assistant - Not Investment Related - Home Based - Start Date 09/11/2023 - 24 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
  • S66 Uniform Combined State Law Examination
    2020-12-28

View on SEC IAPD

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