Brady Nicholas Wahl

Advisors Asset Management, Inc.

Claim This Profile

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-05

FL RA
APPROVED

Since 2025-12-05

Branch Locations

1499 W. Palmetto Park Road Suite 401, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oak Brook	IL	12/2018	12/2019
Worldwide Express Global Logistics	Chicago	IL	07/2016	12/2018
Talentstack	Venice	CA	09/2021	08/2023
Crescent Solutions	Irvine	CA	08/2023	06/2024
Allianz Trade	Owings Mills	MD	12/2019	09/2021
Agile Tech Resources	Miami	FL	06/2024	09/2025
Advisors Asset Management, Inc	Monument	CO	10/2025	Present

12/2018 → 12/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Brook, IL
07/2016 → 12/2018

Worldwide Express Global Logistics

Chicago, IL
09/2021 → 08/2023

Talentstack

Venice, CA
08/2023 → 06/2024

Crescent Solutions

Irvine, CA
12/2019 → 09/2021

Allianz Trade

Owings Mills, MD
06/2024 → 09/2025

Agile Tech Resources

Miami, FL
10/2025 → Present

Advisors Asset Management, Inc

Monument, CO

Previous Registrations

2019-05-02 → 2019-12-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Brook, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-03

S66 Uniform Combined State Law Examination

2025-12-03

Other Names

Brady Wahl

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.

AMERIPRISE FINANCIAL SERVICES, LLC

HIGHTOWER ADVISORS, LLC

ISAM FUNDS (USA) LLC

J.P. MORGAN SECURITIES LLC

FOCUS PARTNERS WEALTH, LLC

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN

Nancy JoeAnn Tush

BARBARA BLOOM VARGAS

JEFFREY MARK EAGLE

ELIZABETH V BRUNO

GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL

AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL

HIGHTOWER ADVISORS, LLC · Boca Raton, FL

ISAM FUNDS (USA) LLC · BOCA RATON, FL

J.P. MORGAN SECURITIES LLC · Boca Raton, FL

FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

J.P. MORGAN SECURITIES LLC · Boca Raton, FL

FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor