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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-11
PA RA APPROVED 2019-02-20
  • TX RA
    APPROVED
    Since 2019-07-11
  • PA RA
    APPROVED
    Since 2019-02-20

Branch Locations

250 Blair Mill Rd, Horsham, PA 19044 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

1675 Limekiln Pike, Dresher, PA 19025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Plymouth Meeting PA 12/2018 Present
Lakeview Loan Servicing Fort Washington PA 12/2016 06/2017
Wells Fargo Home Mortgage Plymouth Meeting PA 05/2015 12/2016
Wells Fargo Home Mortgage Plymouth Meeting PA 06/2017 12/2018
  • 12/2018 → Present
    Plymouth Meeting, PA
  • 12/2016 → 06/2017
    Lakeview Loan Servicing
    Fort Washington, PA
  • 05/2015 → 12/2016
    Wells Fargo Home Mortgage
    Plymouth Meeting, PA
  • 06/2017 → 12/2018
    Wells Fargo Home Mortgage
    Plymouth Meeting, PA
Other Businesses

B&D LLC; INV. RELATED; BLOOMSBURG, PA; 50% OWNERSHIP; RENTAL PROPERTY; START DATE 12/2010; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2019-02-20
Other Names
  • Bart T Mikulski

View on SEC IAPD

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