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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED_RES | 2025-01-17 |
Branch Locations
100 Witmer Rd Ste 140, Horsham, PA 19044-2648 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Conshohocken | PA | 03/2009 | 01/2025 |
| Lpl Financial Llc | Horsham | PA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-08 |
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