Leonard Charles Borcky

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Lpl Financial
  Jenkintown, PA
• 10/2015 → Present
  Independent Advisor Group
  Horsham, PA

Other Businesses

1. 10/08/2015 * Independent Advisor Group * DBA for LPL Business (entity for LPL business) * Independent Advisor Group * inv rel * at reported business location(s) * start 10/01/15 * 120/hrs mo during secs trdg hrs. 2. 03/09/2016 * East Penn Rugby Referee Society * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/28/2016 * 5 HRS/MO NOT DURING SECS TRDG HRS. 3. 8/1/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/01/2018 - 5 Hours Per Month/5 Hours During Trading. 4. 06/06/2019 - USA Rugby - Not investment related - Depends on course location - Outside/W-2 Employment - start date:05/16/2019 - 1 hr/mo - 0 hrs during trading - I am an Educator for USA Rugby and teach courses to become rugby referees. 5. 09/16/2019 - Mid-Atlantic Rugby Referees - Not investment related - Rugby pitches throughout Mid Atlantic - SPORTS/COACH - Start date:09/14/2019 - 8 hrs/mo - 0 hrs during trading - Mid Atlantic Rugby Referees. 6. 09/16/2019 - USA Rugby - Not investment related - Home based - Sports/Coach - start date:09/14/2019 - 0 hrs/mo - 0 hrs during trading. 7. 01/18/2022 - Horsham Holdings Group, LLC - Investment Related - At Reported Business Location(s) - Other-Business Owner - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Role is 10% owner of parent company. 8. 07/08/2022 - O & C Financial Consulting, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 06/21/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-29

Other Names

• Leonard Borcky
• Leonard Charles Borcky
• Leonard Charles Borcky Jr